Unclaimed
Diana Anderson is a securities professional with over 15 years of experience in the financial services industry. Diana has a broad range of experience, holding licenses for Series 7, 24, 57TO, and 14. Diana currently works as a registered representative at Bright Trading, LLC in Henderson, Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
04/01/2008 - Present
Bright Trading, LLC (HENDERSON NV)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/27/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Chicago, Inc.
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