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Diana Elizabeth Anderson

Bright Trading, LLC

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About Diana Elizabeth Anderson

Diana Anderson is a securities professional with over 15 years of experience in the financial services industry. Diana has a broad range of experience, holding licenses for Series 7, 24, 57TO, and 14. Diana currently works as a registered representative at Bright Trading, LLC in Henderson, Nevada.

Firm Information

Diana Anderson is currently registered with Bright Trading, LLC. Bright Trading, LLC is a Limited Liability Company formed on July 31, 2000. The firm is approved and registered in Colorado, Nevada, and Pennsylvania. It also has one approved SEC registration. Bright Trading, LLC has been involved in 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Diana Anderson’s Registration & Firm History

NV

04/01/2008 - Present

Bright Trading, LLC (HENDERSON NV)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 01/27/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Chicago, Inc.

Disclosures

There is public disclosure for Diana Elizabeth Anderson. Review regulatory record here.
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