Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Andreozzi is a financial advisor with LPL Financial LLC in Cranston, RI. Diana has been in the financial services industry since November 18, 1973. Diana is registered in 7 states including Florida, Massachusetts, New Jersey, New York, Rhode Island, Virginia, and also registered with the state of Rhode Island as an Investment Advisor Representative. Diana offers financial planning and investment advice to individuals, families, and businesses. Diana is also a licensed insurance agent and offers insurance products through Crump and Allianz. Diana holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
RI
05/24/2004 - Present
LPL Financial LLC (CRANSTON RI)
CT
08/30/1993 - 05/25/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
11/19/1973 - 08/30/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 09/19/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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