Unclaimed
Diana Mantellini is a financial professional with experience in the securities industry. Diana is currently registered with Ocean Financial Services, LLC. Previously, Diana was employed with ACTIVA CAPITAL MARKETS, INC. and CITICORP FINANCIAL SERVICES CORPORATION. Diana holds the Series 7 and SIE licenses. Diana has been registered as a broker with the state of Florida since August 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/17/2013 - Present
Ocean Financial Services, LLC (MIAMI FL)
FL
11/13/2009 - 04/23/2012
ACTIVA CAPITAL MARKETS, INC. (MIAMI FL)
PR
07/17/2007 - 04/03/2008
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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