Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Dubus Suffern is a registered representative with Thrivent Investment Management Inc. Diana has been in the industry since December 2009. Diana holds a Series 66 license and is registered to offer securities in Louisiana and Mississippi. Diana also holds a Series 7 and SIE license. Diana is a registered Investment Advisor Representative in Mississippi. Diana specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
02/11/2019 - Present
Thrivent Investment Management Inc. (Lacombe LA)
LA
01/06/2009 - 11/13/2009
MUTUAL SERVICE CORPORATION (LAFAYETTE LA)
LA
10/31/2008 - 01/09/2009
SAGEPOINT FINANCIAL, INC. (LAFAYETTE LA)
LA
10/01/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (LAFAYETTE LA)
TX
11/28/2000 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BOTH
Issued 02/11/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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