Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Cooper is a financial advisor at Summit Financial, LLC. Diana has been in the industry for over 30 years and has extensive experience providing financial planning and investment management services to individual and institutional clients. She holds a Series 7, Series 24, Series 63, and Series 65 licenses. Diana has previously worked at firms like SYMPHONIC SECURITIES LLC, Morgan Stanley and Citigroup Global Markets Inc. In addition to working with clients, Diana has served as an election judge for Baltimore County Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MD
01/02/2024 - Present
Summit Financial, LLC (LUTHERVILLE MD)
NY
09/22/2016 - 12/20/2023
SYMPHONIC SECURITIES LLC (NEW YORK NY)
MD
06/11/2012 - 01/28/2015
MORGAN STANLEY (BALTIMORE MD)
NY
02/21/2006 - 06/11/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
07/28/1993 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 08/10/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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