Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Wilcox is a licensed and registered financial professional with over six years of experience in the financial services industry. Diana is currently registered with Franklin Distributors, LLC in Pasadena, CA and previously held positions with VP Distributors LLC and First Republic Securities Company, LLC. Diana has passed the Series 7, Series 63, and SIE exams and holds a current registration in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/15/2024 - Present
Franklin Distributors, LLC (PASADENA CA)
CA
01/04/2022 - 10/25/2022
VP DISTRIBUTORS LLC (LOS ANGELES CA)
CA
01/28/2021 - 12/09/2021
FIRST REPUBLIC SECURITIES COMPANY, LLC (LOS ANGELES CA)
AZ
09/18/2017 - 08/15/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 08/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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