Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Correa is a financial advisor with over 20 years of experience in the financial services industry. Currently, Diana works at Raymond James & Associates, Inc. Diana is licensed to provide investment advice and has a proven track record of helping clients achieve their financial goals. Prior to Raymond James & Associates, Inc., Diana worked for UBS Financial Services Inc. Diana has a strong understanding of the investment markets and can provide personalized investment advice to meet each client's individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/10/2015 - Present
Raymond James & Associates, Inc. (WORCESTER MA)
MA
09/08/2005 - 09/17/2015
UBS FINANCIAL SERVICES INC. (WORCESTER MA)
CA
03/12/2002 - 08/17/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
NY
05/19/1997 - 02/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
ME
03/27/1995 - 04/22/1997
FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)
MA
12/20/1993 - 03/30/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 04/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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