Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Plaaten is a financial advisor with Fidelity Brokerage Services LLC, based in Jacksonville, FL. Diana is registered in 53 states and the District of Columbia, and has been in the industry since June 2020. Her credentials include the Series 7, 63, 9, and 10 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
06/10/2020 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 06/19/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/21/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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