Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Dugan is a financial advisor with Cetera Advisors LLC. Diana has been in the industry since 2001. Diana is registered with FINRA and the state of Pennsylvania. Cetera Advisors LLC is a registered investment advisor. Diana works with clients in the state of Delaware, Pennsylvania, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/31/2020 - Present
Cetera Advisors LLC (GILBERTSVILLE PA)
PA
11/29/2017 - 08/12/2020
LPL FINANCIAL LLC (GILBERTSVILLE PA)
PA
06/12/2001 - 11/29/2017
NATIONAL PLANNING CORPORATION (GILBERTSVILLE PA)
BC
Issued 07/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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