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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diana? Claim Your ProfileDiana Lynch is a financial advisor registered with Wells Fargo Clearing Services, LLC. Diana has been in the industry since 2010, working with clients from various backgrounds. Diana is a Registered Representative and Investment Advisor Representative. She has a Series 7, Series 10, Series 9, and Series 66 securities licenses. Diana's expertise spans a variety of financial services, including portfolio management, financial planning, pension consulting, and investment consulting for both individual and institutional clients. Her firm is based in St. Louis, MO and Diana is licensed to operate in 49 states and 2 other jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
12/03/2013 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
08/07/2013 - 11/13/2013
CASCADE FINANCIAL MANAGEMENT, INC. (DENVER CO)
CO
07/20/2010 - 08/28/2013
AMERIPRISE FINANCIAL SERVICES, INC. (BOULDER CO)
CO
02/02/2010 - 06/09/2010
MORGAN STANLEY SMITH BARNEY (BROOMFIELD CO)
BOTH
Issued 10/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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