linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Diana Carolina Adarraga

Pershing LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Diana? Claim Your Profile

About Diana Carolina Adarraga

Diana Carolina Adarraga is a registered representative with Pershing LLC. Diana joined the firm in 2020 and is based out of the firm's office in Lake Mary, FL. Diana holds the Series 99TO and SIE licenses.

Firm Information

Diana Adarraga is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Diana Adarraga’s Registration & Firm History

FL

11/25/2020 - Present

Pershing LLC (LAKE MARY FL)

Not sure if Diana Carolina Adarraga is right for you?

Licenses & Designations

BC

Issued 11/25/2020

Series 99TO - Operations Professional Examination

BC

Issued 09/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diana Carolina Adarraga.
Not sure if Diana Carolina Adarraga is right for you?