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Diana Anne Carney

Valic Financial Advisors, Inc.

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About Diana Anne Carney

Diana Carney is a financial advisor with Valic Financial Advisors, Inc. Diana has been in the financial industry since 2003 and holds a variety of licenses and registrations. Diana works with individuals and businesses to provide a range of financial services, including financial planning, investment management and selection of other advisors.

Firm Information

Diana Carney is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Diana Carney’s Registration & Firm History

NJ

09/22/2021 - Present

Valic Financial Advisors, Inc. (MOUNT LAUREL NJ)

NY

10/04/2011 - 01/09/2012

WJB CAPITAL GROUP, INC. (NEW YORK NY)

NY

10/15/2007 - 09/19/2011

INTERNATIONAL STRATEGY & INVESTMENT GROUP INC. (NEW YORK NY)

NY

01/15/2002 - 06/11/2007

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

NY

11/21/2000 - 01/16/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/04/2013

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/26/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diana Anne Carney.
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