Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Diamond? Claim Your ProfileDiamond Ferguson is a registered representative with Charles Schwab & CO., Inc., with experience in the financial services industry dating back to 2002. Diamond has a wide range of licenses and certifications, including Series 3, 4, 7, 9, 10, 24, 34, and 66. Diamond has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, T. Rowe Price Investment Services, Inc. and currently holds active licenses in Colorado and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
04/02/2024 - Present
Charles Schwab & CO., Inc. (Austin TX)
FL
09/06/2011 - 10/01/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
CO
02/12/2004 - 08/18/2011
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
NY
09/06/2002 - 01/12/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/09/2003
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/2023
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2017
Series 3 - National Commodity Futures Examination
BC
Issued 09/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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