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Diahnn Rene Murdock

Cetera Investment Advisers LLC

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About Diahnn Rene Murdock

Diahnn Rene Murdock is a financial professional with over 30 years of experience in the industry. Diahnn is currently registered with Cetera Investment Advisers LLC, a large firm with over 6,000 investment advisor representatives and over $100 billion in assets under management. Diahnn has previously worked with firms such as Cetera Advisor Networks LLC, Piper Jaffray & Co., and JRA Financial. Diahnn is licensed to provide financial services in Iowa, Minnesota, and Wisconsin. Diahnn offers a range of financial services, including financial planning, portfolio management, and educational seminars.

Firm Information

Diahnn Murdock is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

130 23RD AVE SW

ROCHESTER, MN 55902

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Diahnn Murdock’s Registration & Firm History

MN

06/29/2023 - Present

Cetera Investment Advisers LLC (ROCHESTER MN)

MN

05/29/2007 - 09/23/2022

CETERA ADVISOR NETWORKS LLC (MINNEAPOLIS MN)

MN

11/25/1991 - 08/23/2006

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 5/3/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 1/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/6/1997

Series 4 - Registered Options Principal Examination

BC

Issued 1/2/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/4/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Diahnn Rene Murdock.
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