Unclaimed
Diahnn Murdock is a financial professional with over 30 years of experience in the industry. Diahnn is currently registered with Cetera Investment Advisers LLC as a Registered Representative and Investment Advisor Representative. Diahnn's previous experience includes working for Cetera Advisor Networks LLC, Piper Jaffray & Co., and JRA Financial. Diahnn holds the Series 4, 7, 63, 55, 57TO and SIE licenses. Diahnn is a financial professional offering a variety of services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Diahnn's focus is on providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (ROCHESTER MN)
MN
05/29/2007 - 09/23/2022
CETERA ADVISOR NETWORKS LLC (MINNEAPOLIS MN)
MN
11/25/1991 - 08/23/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 05/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/22/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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