Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Di? Claim Your ProfileDi Wu is a financial advisor with J.p. Morgan Securities LLC in EL CERRITO, CA. Di has been in the financial services industry for over 6 years. Di has a wide range of experience, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, E*TRADE Securities LLC, and HSBC Securities (USA) Inc. Di is licensed to provide investment advice in California and Texas. Di is also registered with FINRA as a General Securities Representative. Di is able to provide a variety of services to clients, including financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
02/06/2024 - Present
J.p. Morgan Securities LLC (EL CERRITO CA)
CA
04/21/2021 - 02/14/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
05/12/2020 - 03/25/2021
E*TRADE SECURITIES LLC (San Francisco CA)
CA
07/15/2019 - 05/08/2020
HSBC SECURITIES (USA) INC. (Concord CA)
CA
03/22/2018 - 05/16/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN LEANDRO CA)
BOTH
Issued 04/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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