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Dhurgham Najwat Ghazool

LPL Enterprise, LLC

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About Dhurgham Najwat Ghazool

Dhurgham Najwat Ghazool has been in the financial industry since 2001 and is currently registered with LPL Enterprise, LLC. Dhurgham has a diverse background with previous experience at firms such as Cetera Advisor Networks LLC, Legend Equities Corporation, NYLife Securities LLC, and MML Investors Services, Inc. Dhurgham's expertise includes providing consulting and other non-discretionary advisory services, financial planning, educational seminars, and portfolio management for businesses and individuals.

Firm Information

Dhurgham Ghazool is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dhurgham Ghazool’s Registration & Firm History

NY

11/14/2024 - Present

LPL Enterprise, LLC (MELVILLE NY)

NY

08/26/2016 - 02/15/2018

CETERA ADVISOR NETWORKS LLC (HICKSVILLE NY)

NY

10/07/2013 - 12/21/2015

LEGEND EQUITIES CORPORATION (Hicksville NY)

NY

03/01/2011 - 01/09/2013

NYLIFE SECURITIES LLC (LAKE SUCCESS NY)

NJ

09/22/2009 - 11/05/2010

INVEST FINANCIAL CORPORATION (AVENEL NJ)

NY

06/13/2007 - 09/22/2009

MML INVESTORS SERVICES, INC. (SYOSSET NY)

NY

04/16/2004 - 06/15/2007

METLIFE SECURITIES INC. (HAUPPAUGE NY)

NY

04/16/2004 - 06/15/2007

METROPOLITAN LIFE INSURANCE COMPANY (HAUPPAUGE NY)

NY

07/18/2003 - 09/30/2003

DREYFUS SERVICE CORPORATION (NEW YORK NY)

NY

04/27/2001 - 08/14/2003

AXA ADVISORS, LLC (NEW YORK NY)

NY

11/09/1998 - 03/16/2001

GBI CAPITAL PARTNERS INC. (BETHPAGE NY)

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Licenses & Designations

IA

Issued 05/03/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dhurgham Najwat Ghazool.
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