Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dhruva? Claim Your ProfileDhruva Sethna is a financial professional with over 28 years of experience in the industry. Dhruva is currently registered with Aegis Capital Corp. in Melville, New York, and has held previous roles at firms including National Securities Corporation, J.P. Turner & Company, L.L.C., Cetera Advisors LLC, First Allied Securities, Inc., First Montauk Securities Corp., Argent Securities, Inc., Dickinson & Co., and Montano Securities Corporation. Dhruva holds Series 7, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
07/19/2022 - Present
Aegis Capital Corp. (MELVILLE NY)
NJ
12/13/2014 - 07/21/2022
NATIONAL SECURITIES CORPORATION (EATONTOWN NJ)
NJ
08/12/2013 - 12/15/2014
J.P. TURNER & COMPANY, L.L.C. (RED BANK NJ)
CO
07/18/2013 - 07/23/2013
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
NY
12/09/2008 - 07/16/2013
FIRST ALLIED SECURITIES, INC. (STATEN ISLAND NY)
NJ
10/23/1997 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
GA
12/24/1996 - 10/22/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
IA
01/04/1995 - 12/20/1996
DICKINSON & CO. (DES MOINES IA)
CA
06/17/1994 - 01/21/1995
MONTANO SECURITIES CORPORATION (ORANGE CA)
BC
Issued 06/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Dhruva Sethna is the right advisor for you? Invested Better is here to help.
