Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dhruv? Claim Your ProfileDhruv Sarna is a financial advisor with SPC Capital Markets LLC. Dhruv has been in the financial industry since 2015 and holds a Series 7TO, Series 79, and SIE licenses. Dhruv is registered in Connecticut and New York. Dhruv was previously employed by RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/29/2020 - Present
SPC Capital Markets LLC (Greenwich CT)
NY
12/20/2012 - 04/19/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 01/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Dhruv Sarna is the right advisor for you? Invested Better is here to help.
