Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dhruv? Claim Your ProfileDhruv Pershad Gupta has been in the financial services industry since April 2008. Dhruv Gupta is currently registered with Emerson Equity LLC, a registered investment advisor with a focus on providing financial planning and portfolio management services for individuals and high-net-worth individuals. Dhrub Gupta is also registered as an investment advisor representative in Arizona, California, and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/16/2019 - Present
Emerson Equity LLC (SAN MATEO CA)
NV
08/02/2018 - 02/08/2019
CFD INVESTMENTS, INC. (Reno NV)
CA
02/01/2017 - 08/01/2018
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
CA
01/28/2014 - 01/24/2017
LIFEMARK SECURITIES CORP. (Morgan Hill CA)
CA
01/29/2013 - 09/25/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (MILPITAS CA)
CA
08/20/2008 - 08/09/2012
NYLIFE SECURITIES LLC (MORGAN HILL CA)
WI
08/27/1997 - 09/03/1997
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NY
12/18/1995 - 02/21/1997
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 02/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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