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Dhruv Bhatt

Wells Fargo Securities, LLC

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About Dhruv Bhatt

Dhruv Bhatt is a financial advisor who has been working in the industry since February 16, 2021. Dhruv is currently registered with Wells Fargo Securities, LLC and is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Dhruv has a strong background in the financial services industry and has previously worked at Jefferies LLC. Dhruv is committed to providing his clients with personalized financial advice to help them achieve their financial goals.

Firm Information

Dhruv Bhatt is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dhruv Bhatt’s Registration & Firm History

NC

04/28/2024 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

NY

12/16/2019 - 02/23/2023

JEFFERIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2019

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dhruv Bhatt.
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