Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dhruba? Claim Your ProfileDhruba Giri is a financial professional with over 13 years of experience in the industry. Dhruba is currently registered as an Investment Advisor Representative with PFS Investments Inc. Dhruba has a Series 6, 26, 63, and 65 licenses as well as a SIE. Dhruba is registered to offer securities in 27 states, and provides investment advisory services in one state. Dhruba is based in EULESS, TX and works with individual investors and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
05/16/2024 - Present
PFS Investments Inc. (EULESS TX)
IA
Issued 08/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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