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Dhilan Patel

Scotia Capital (usa) Inc.

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About Dhilan Patel

Dhilan Patel is a financial advisor who has been in the industry since January 27, 2022. Dhilan Patel is currently registered with Scotia Capital (usa) Inc. and holds licenses for Series 7TO, Series 63, Series 24, and SIE exams. Dhilan Patel is registered in 52 states for securities.

Firm Information

Dhilan Patel is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dhilan Patel’s Registration & Firm History

NY

01/28/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/27/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/13/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dhilan Patel.
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