Unclaimed
Dhilan Patel is a financial advisor who has been in the industry since January 27, 2022. Dhilan Patel is currently registered with Scotia Capital (usa) Inc. and holds licenses for Series 7TO, Series 63, Series 24, and SIE exams. Dhilan Patel is registered in 52 states for securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/28/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 04/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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