Unclaimed
Dhaval Vadiwala is a registered representative with Fidelity Brokerage Services LLC. Dhaval has been in the financial services industry since 2022. Dhaval holds the Series 7TO, SIE, and Series 63 licenses. Dhaval is registered in 53 states and the District of Columbia. Dhaval was previously employed by VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/05/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
03/01/2022 - 11/01/2023
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 01/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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