linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Dharmesh Patel

Wells Fargo Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dharmesh? Claim Your Profile

About Dharmesh Patel

Dharmesh Patel is a financial advisor registered with Wells Fargo Securities, LLC in Charlotte, NC. Dharmesh Patel has been in the industry since August 8, 2017 and has 25 SRO registrations.

Firm Information

Dharmesh Patel is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dharmesh Patel’s Registration & Firm History

NC

07/13/2023 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

PA

08/24/2015 - 07/26/2021

PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)

Not sure if Dharmesh Patel is right for you?

Licenses & Designations

BC

Issued 08/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/13/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 07/13/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 12/16/2022

Series 7TO - General Securities Representative Examination

BC

Issued 12/16/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/24/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dharmesh Patel.
Not sure if Dharmesh Patel is right for you?