Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dharma? Claim Your ProfileDharma Ann Westphal is a financial advisor with PFS Investments Inc. located in SAN RAMON, CA. Dharma has been in the industry since 2021 and has experience in both Broker-Dealer and Investment Advisor roles. Dharma is currently registered in California, Minnesota, Ohio, and Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
12/11/2023 - Present
PFS Investments Inc. (SAN RAMON CA)
CA
06/05/2021 - 09/27/2022
PFS INVESTMENTS INC. (SANTA ROSA CA)
IA
Issued 11/15/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/05/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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