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Dexter Sinclair Johnson

Nylife Securities LLC

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About Dexter Sinclair Johnson

Dexter Sinclair Johnson is a financial advisor with Nylife Securities LLC. Dexter has been in the financial services industry since 2001 and has a Series 7, Series 63, and Series 6TO licenses. Dexter has previously worked at firms including Avalon Partners, Inc., Capital Growth Financial, LLC, Oppenheimer & Co. Inc., and Prime Charter Ltd.

Firm Information

Dexter Johnson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dexter Johnson’s Registration & Firm History

NY

08/02/2023 - Present

Nylife Securities LLC (NEW YORK NY)

NY

02/25/2008 - 10/03/2008

AVALON PARTNERS, INC. (NEW YORK NY)

NY

05/10/2006 - 02/12/2008

CAPITAL GROWTH FINANCIAL, LLC (NEW YORK NY)

NY

01/02/2002 - 05/18/2006

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

05/21/2001 - 01/02/2002

PRIME CHARTER LTD. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/12/2022

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Dexter Sinclair Johnson. Review regulatory record here.
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