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Dexter Shin Umekubo

THE Leaders Group, Inc.

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About Dexter Shin Umekubo

Dexter Umekubo is a financial advisor at The Leaders Group, Inc. with over 29 years of experience in the industry. Dexter has a broad range of experience in the financial industry, working with clients in multiple states. Dexter is registered with the state of Kansas.

Firm Information

Dexter Umekubo is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dexter Umekubo’s Registration & Firm History

CO

01/03/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

KS

01/02/2014 - 12/31/2016

SAGEPOINT FINANCIAL, INC. (SALINA KS)

KS

01/01/2005 - 12/31/2013

ING FINANCIAL PARTNERS, INC. (SALINA KS)

CA

06/01/2001 - 01/01/2005

INTERLINK SECURITIES CORP. (WOODLAND HILLS CA)

FL

02/12/1993 - 06/05/2001

INTERSECURITIES, INC. (ST. PETERSBURG FL)

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Licenses & Designations

IA

Issued 12/15/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dexter Shin Umekubo.
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