Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dewi? Claim Your ProfileDewi Tan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Dewi Tan has 7 years of experience in the securities industry. Dewi Tan works in the Woodland Hills, CA office of Merrill Lynch, Pierce, Fenner & Smith Inc. Dewi Tan holds a Series 7TO, Series 66, and a SIE. Dewi Tan specializes in providing investment advice to high-net-worth individuals, corporations, pension plans, and charitable organizations. Dewi Tan is also able to offer a range of services, including portfolio management, financial planning, and investment research. Dewi Tan is committed to providing their clients with personalized and comprehensive financial advice. Dewi Tan is committed to building long-term relationships with their clients and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WOODLAND HILLS CA)
BOTH
Issued 05/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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