Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Devora? Claim Your ProfileDevora Tepper is a financial advisor with UBS Financial Services Inc. Devora has been in the financial industry for over 25 years. Devora has worked at several firms including Morgan Stanley, Wachovia Securities, LLC, and Merrill Lynch. Devora holds the Series 7, Series 31, Series 63, and Series 66 licenses. Devora is registered in 12 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
03/11/2015 - Present
UBS Financial Services Inc. (BOCA RATON FL)
FL
06/01/2009 - 01/22/2015
MORGAN STANLEY (BOCA RATON FL)
FL
04/30/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
09/11/2006 - 05/02/2008
WACHOVIA SECURITIES, LLC (BOCA RATON FL)
FL
04/06/2006 - 09/11/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
CT
06/30/2005 - 04/10/2006
ADVEST, INC. (HARTFORD CT)
NY
06/03/2002 - 07/20/2005
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
03/18/1998 - 06/03/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 08/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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