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Devon Whitney Goodwin

National Financial Services LLC

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About Devon Whitney Goodwin

Devon Goodwin is a financial advisor with National Financial Services LLC. Devon has been in the industry since 2003. Devon is registered with FINRA and holds the Series 7, Series 9, Series 10, Series 63 and SIE licenses. Devon's previous experience includes working at Fidelity Brokerage Services LLC.

Firm Information

Devon Goodwin is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Devon Goodwin’s Registration & Firm History

RI

03/29/2016 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

11/01/2011 - 02/04/2014

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

05/16/2007 - 07/15/2013

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

01/23/2001 - 12/06/2006

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 02/09/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/20/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Devon Whitney Goodwin.
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