Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Devon? Claim Your ProfileDevon Uy is a financial advisor with LPL Financial LLC. Devon is registered with the state of California as a both a Broker-Dealer and an Investment Advisor. Devon has 1 year of experience in the securities industry. Devon holds the Series 66, Series 7, and SIE exams. Devon's office is located in Torrance, California. Devon provides investment advisory services to individuals, businesses, and institutions. Devon has experience providing financial planning, investment management, and other advisory services. Devon is a dedicated professional who is committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
02/08/2023 - Present
LPL Financial LLC (TORRANCE CA)
BOTH
Issued 02/04/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/09/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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