Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Devon? Claim Your ProfileDevon Caldwell Littlefield is a financial advisor with over 20 years of experience in the financial industry. Devon Caldwell Littlefield has a Series 7, Series 63, and Series 66 license, and has worked for a number of firms including CUNA Brokerage Services, Inc., Citizens Securities, Inc., Wells Fargo Advisors, LLC, and International Assets Advisory Corporation. Devon Caldwell Littlefield is currently registered with LPL Financial LLC and is based in Newark, New York. Devon Caldwell Littlefield provides a variety of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
05/18/2022 - Present
LPL Financial LLC (NEWARK NY)
NY
12/01/2016 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (SODUS NY)
NY
09/04/2009 - 11/02/2016
CITIZENS SECURITIES, INC. (NEWARK NY)
FL
11/12/2001 - 08/26/2009
WELLS FARGO ADVISORS, LLC (ORLANDO FL)
FL
05/07/2001 - 11/06/2001
INTERNATIONAL ASSETS ADVISORY CORPORATION (ORLANDO FL)
FL
01/25/1999 - 05/03/2001
INTERNATIONAL ASSETS ADVISORY CORPORATION (ORLANDO FL)
BOTH
Issued 03/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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