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Deviolanda Bates

Nylife Securities LLC

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About Deviolanda Bates

Deviolanda Bates is a financial professional with over 20 years of experience in the industry. Deviolanda Bates is currently registered with Nylife Securities LLC in White Plains, NY. Deviolanda Bates has held previous roles with State Farm VP Management Corp. in Allen, TX, AmSouth Investment Services, Inc. in Baton Rouge, LA, and Banc One Securities Corporation in Chicago, IL. Deviolanda Bates holds the Series 6, Series 63, and SIE licenses.

Firm Information

Deviolanda Bates is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Deviolanda Bates’s Registration & Firm History

NY

03/11/2015 - Present

Nylife Securities LLC (WHITE PLAINS NY)

TX

03/15/2006 - 01/06/2015

STATE FARM VP MANAGEMENT CORP. (ALLEN TX)

LA

06/21/2004 - 01/20/2006

AMSOUTH INVESTMENT SERVICES, INC. (BATON ROUGE LA)

IL

03/07/2003 - 04/12/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Deviolanda Bates.
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