Unclaimed
Devin Fitzgerald is a financial advisor currently registered with J.p. Morgan Securities LLC. Devin has been in the financial services industry since 2002 and has been registered with Goldman Sachs & Co. LLC, Oppenheimer & Co. Inc., Lehman Brothers Inc., Deutsche Bank Securities Inc. and PaineWebber Incorporated. Devin has passed the Series 3, 7, 57TO and SIE exams. Devin has a Chartered Financial Analyst designation and is registered as a broker in 50 states and an investment advisor in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/17/2022 - Present
J.p. Morgan Securities LLC (New York NY)
NY
06/13/2011 - 10/18/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
09/08/2008 - 07/16/2009
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
08/04/2004 - 06/05/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/29/2001 - 08/10/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NJ
02/24/1997 - 03/09/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 06/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2011
Series 3 - National Commodity Futures Examination
BC
Issued 02/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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