Unclaimed
Devin Mcbrayer Phillips is a financial advisor with over 39 years of experience in the industry. Devin is currently registered with TRB Capital Markets, LLC and Estrada Hinojosa & Company, Inc.. Devin is licensed to sell securities in Texas. Devin has passed the Series 7, Series 52, Series 53 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/07/2024 - Present
TRB Capital Markets, LLC (DALLAS TX)
NY
12/02/2020 - 06/25/2021
UBS SECURITIES LLC (NEW YORK NY)
TX
12/08/2017 - 06/25/2021
UBS FINANCIAL SERVICES INC. (Dallas TX)
TX
07/15/2011 - 01/02/2018
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
03/25/2011 - 07/08/2011
WELLS NELSON & ASSOCIATES, L.L.C. (DALLAS TX)
TX
10/23/1986 - 03/06/2008
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NA
01/25/1984 - 10/14/1986
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 08/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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