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Devin Lawrence Rose

Pershing LLC

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About Devin Lawrence Rose

Devin Rose is a financial professional with over 16 years of experience in the industry. Devin is currently registered with Pershing LLC and is a licensed Series 7, 24, 52TO, 66, and 99TO representative. Devin is licensed in Florida and New York. Prior to joining Pershing LLC, Devin was employed by Quasar Distributors, LLC and Thrivent Investment Management Inc.

Firm Information

Devin Rose is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Devin Rose’s Registration & Firm History

FL

03/11/2011 - Present

Pershing LLC (LAKE MARY FL)

MN

11/08/2007 - 12/31/2010

QUASAR DISTRIBUTORS, LLC (MINNEAPOLIS MN)

MN

07/10/2006 - 06/25/2007

THRIVENT INVESTMENT MANAGEMENT INC. (GOLDEN VALLEY MN)

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Licenses & Designations

BOTH

Issued 05/23/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/20/2017

Series 24 - General Securities Principal Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Devin Lawrence Rose.
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