Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Devin? Claim Your ProfileDevin Filocco is a financial professional with over 15 years of experience in the industry. Devin is currently registered with Smbc Nikko Securities America, Inc. Prior to his current role, Devin has also held positions with Daiwa Capital Markets America Inc. and KBC Financial Products USA, Inc.. Devin has a strong background in securities trading and investment management, and is committed to providing clients with personalized financial advice and guidance. Devin holds Series 7, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/09/2015 - Present
Smbc Nikko Securities America, Inc. (White Plains NY)
NY
11/20/2010 - 12/10/2015
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
NY
06/16/2008 - 12/08/2010
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
FL
08/21/2007 - 09/21/2007
AXA ADVISORS, LLC (TAMPA FL)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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