Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Devin? Claim Your ProfileDevin Au is a financial professional with Keybanc Capital Markets Inc. located in Portland, OR. Devin has been in the industry since 2019 and holds Series 63, Series 86, Series 87, Series 7TO, and SIE licenses. Devin is registered with FINRA and the state of Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
11/16/2019 - Present
Keybanc Capital Markets Inc. (PORTLAND OR)
BC
Issued 12/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/22/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/22/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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