Unclaimed
Devang Sodha is a financial advisor who is currently registered with Santander US Capital Markets LLC. Devang has been in the industry since August 18, 2011. Devang is licensed to provide financial advice in New York and is also a registered principal with the firm. Devang has been with Santander US Capital Markets LLC since February 6, 2023. Prior to that, Devang was employed by Santander Investment Securities Inc. , MUFG Securities Americas Inc., and BTMU Securities, Inc. Devang holds several licenses including Series 63, Series 24, SIE, and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/06/2018 - 02/06/2023
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
01/23/2017 - 03/09/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
02/17/2011 - 01/20/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 06/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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