Unclaimed
Devang Shah is a financial advisor with over 10 years of experience in the industry. Devang is currently registered with J.P. Morgan Securities LLC in Brooklyn, NY. Prior to his current role, Devang has held positions with LIBERTY PARTNERS FINANCIAL SERVICES, LLC, WTS PROPRIETARY TRADING GROUP LLC, DIMENSION TRADING GROUP, LLC, DIMENSION SECURITIES, LLC and NATIONAL SECURITIES CORPORATION. Devang is licensed to provide investment advice in a number of states and holds Series 63, 66, 7 and SIE licenses. Devang specializes in providing financial planning, pension consulting, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/01/2019 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NC
10/07/2013 - 03/28/2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)
NY
01/30/2012 - 05/15/2012
WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)
NY
03/28/2011 - 01/10/2012
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
NY
06/11/2010 - 12/22/2011
DIMENSION SECURITIES, LLC (NEW YORK NY)
NJ
08/05/2008 - 05/03/2010
NATIONAL SECURITIES CORPORATION (ISELIN NJ)
BOTH
Issued 05/05/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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