Unclaimed
Devan O'Dowd is an investment professional with over 10 years of experience in the financial services industry. Currently, Devan is registered with Foreside Fund Services, LLC in New York, NY. Previously, Devan was employed by FORESIDE FUND SERVICES, LLC in Chicago, IL and NORTHERN LIGHTS DISTRIBUTORS, LLC in ELKHORN, NE. Devan holds Series 6, 7, 63, and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2016 - Present
Foreside Fund Services, LLC (New York NY)
IL
10/27/2014 - 08/19/2016
FORESIDE FUND SERVICES, LLC (Chicago IL)
NE
09/20/2013 - 10/28/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
IA
Issued 12/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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