Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dev? Claim Your ProfileDev Patel is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Dev has been in the industry since 1997 and is registered in 53 states and the District of Columbia. Dev specializes in a wide range of financial services including portfolio management for individuals and businesses, pension consulting, and educational seminars. Dev has been recognized for their expertise in the financial industry and has received numerous accolades for their client service and commitment to excellence. Dev is committed to providing personalized and comprehensive financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/17/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
11/23/2011 - 05/05/2015
METLIFE SECURITIES INC. (SOMERSET NJ)
NJ
11/29/2011 - 01/02/2015
NEW ENGLAND SECURITIES (SOMERSET NJ)
NJ
11/29/2011 - 09/06/2013
TOWER SQUARE SECURITIES, INC. (SOMERSET NJ)
NJ
11/29/2011 - 09/06/2013
WALNUT STREET SECURITIES, INC. (SOMERSET NJ)
NY
07/09/2009 - 06/07/2011
GENESIS SECURITIES, LLC (NEW YORK NY)
NJ
06/15/2006 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NJ
05/18/1998 - 05/09/2006
TD AMERITRADE, INC. (JERSEY CITY NJ)
NJ
02/26/2003 - 01/29/2004
R. J. THOMPSON SECURITIES, INC. (JERSEY CITY NJ)
MI
10/16/1996 - 05/12/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
07/12/1996 - 10/01/1996
AMERICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 12/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/30/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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