Unclaimed
Dev Kumar Chatterjee is a financial advisor with Pickwick Capital Partners, LLC. Dev has a Series 63, Series 82TO and SIE licenses, and has been in the financial services industry for several years. Dev is registered with FINRA, and is a registered investment advisor in California, Florida, Massachusetts, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/26/2023 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
BC
Issued 06/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/03/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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