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Dev Gupta

Perigon Wealth Management, LLC

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About Dev Gupta

Dev Gupta is an Investment Advisor Representative with Perigon Wealth Management, LLC. Dev has been in the industry since 2007. Dev is registered with the state of California and Texas. Dev has over 15 years of experience in the financial services industry and is committed to providing personalized financial advice and investment management services to a wide range of clients, including individuals, families, businesses, and charitable organizations.

Firm Information

Dev Gupta is currently registered with Perigon Wealth Management, LLC. Perigon Wealth Management, LLC is a wealth management firm based in San Francisco, CA. The firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. The firm manages over $6.9 billion in assets and has a team of over 100 professionals.
Perigon Wealth Management, LLC

201 MISSION STREET

SAN FRANCISCO, CA 94105

$6.94B

Assets Under Management

9

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dev Gupta’s Registration & Firm History

CA

09/22/2021 - Present

Perigon Wealth Management, LLC (SAN FRANCISCO CA)

CA

09/24/2010 - 01/08/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

06/01/2009 - 10/01/2010

MORGAN STANLEY SMITH BARNEY (SAN FRANCISCO CA)

CA

07/04/2007 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 07/18/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/12/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 07/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Dev Gupta.
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