Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dev? Claim Your ProfileDev Gandhi is a financial professional with over 13 years of experience in the securities industry. Dev is currently registered with Mufg Securities Americas Inc. Dev holds a Series 7, 55, 79, SIE and Series 57TO. Dev has been a registered representative since January 13, 2010. Prior to working at Mufg Securities Americas Inc. Dev was employed at MORGAN STANLEY SMITH BARNEY. Dev is based in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/09/2010 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/14/2010 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/03/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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