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Dessa Locke Carleton

PFS Investments Inc.

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About Dessa Locke Carleton

Dessa Carleton is a registered representative with PFS Investments Inc. and is located in MOBILE, AL. Dessa is a financial advisor with experience in the industry and has been registered with the state of Alabama since 2012. Dessa has passed the Series 6, Series 63 and SIE exams. Dessa Carleton is a member of FINRA.

Firm Information

Dessa Carleton is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dessa Carleton’s Registration & Firm History

AL

07/25/2012 - Present

PFS Investments Inc. (MOBILE AL)

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Licenses & Designations

BC

Issued 08/08/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dessa Locke Carleton.
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