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Desrye Michelle Morgan

Wells Fargo Securities, LLC

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About Desrye Michelle Morgan

Desrye Michelle Morgan is a financial advisor with over 17 years of experience in the industry. Desrye has a strong background in municipal securities and has held various roles at prominent financial institutions including UBS Financial Services Inc., UBS Securities LLC, Mesirow Financial, Inc., and currently Wells Fargo Securities, LLC. Desrye holds multiple securities licenses, including Series 7, 52, 53, 63, 99, and SIE.

Firm Information

Desrye Morgan is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Desrye Morgan’s Registration & Firm History

TX

05/06/2011 - Present

Wells Fargo Securities, LLC (HOUSTON TX)

TX

10/19/2009 - 05/10/2011

MESIROW FINANCIAL, INC. (HOUSTON TX)

TX

01/16/2006 - 06/18/2008

UBS SECURITIES LLC (HOUSTON TX)

NJ

12/03/2004 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 06/23/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Desrye Michelle Morgan.
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