Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Desmond? Claim Your ProfileDesmond Laffey is a financial advisor with over 20 years of experience in the industry. Desmond has a Series 7, Series 63, and SIE licenses. Desmond is currently registered with Daiwa Capital Markets America Inc. and has previously been registered with FTN Financial Securities Corp, Morgan Keegan & Company, Inc., and Tucker Anthony Incorporated. Desmond has experience in a variety of financial services, including securities, investment banking, and wealth management. Desmond is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2017 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
09/08/2009 - 10/11/2017
FTN FINANCIAL SECURITIES CORP (NEW YORK NY)
NY
10/04/2005 - 09/09/2009
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
TN
10/23/2001 - 10/17/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
MA
03/07/2000 - 10/29/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BC
Issued 04/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Desmond Laffey is the right advisor for you? Invested Better is here to help.
