Unclaimed
Desmond James Jung is a securities professional with over 4 years of experience in the financial services industry. Desmond is currently registered with Mizuho Securities USA LLC, a broker-dealer firm based in New York, NY. Prior to this, Desmond was employed by Credit Agricole Securities (USA) Inc. and Credit Suisse Securities (USA) LLC. Desmond holds a Series 7, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2017 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/13/2015 - 12/04/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
08/13/2013 - 02/04/2015
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 08/17/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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