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Desmond Dahill

Axos Clearing LLC

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About Desmond Dahill

Desmond Dahill is a registered representative with Axos Clearing LLC. Desmond has been in the financial services industry since 2010. Desmond has a Series 7, Series 52, Series 53, and Series 63 license. Desmond previously worked at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. and BB&T SECURITIES, LLC.

Firm Information

Desmond Dahill is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Desmond Dahill’s Registration & Firm History

NJ

08/17/2022 - Present

Axos Clearing LLC (Edison NJ)

NJ

01/07/2019 - 05/26/2020

THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (FLORHAM PARK NJ)

NJ

01/02/2013 - 10/11/2018

BB&T SECURITIES, LLC (HASBROUCK HEIGHTS NJ)

NJ

11/14/2007 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (HASBROUCK HEIGHTS NJ)

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Licenses & Designations

BC

Issued 11/19/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2022

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/06/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Desmond Dahill.
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